On July 18, a New York federal judge threw out most of the SEC’s claims brought against both SolarWinds Corp. and the company’s chief information security officer (CISO), Timothy Brown. The judge will ...

The Securities and Exchange Commission's internal watchdog, fresh off issuing a blistering report on how the agency bungled its handling of the Bernard L. Madoff case, offered on Thursday a series of ...

These and other questions illustrate why complying with the U.S. Securities and Exchange Commission’s (SEC/Commission) amended Cybersecurity Disclosure Rule—which was formally adopted one year ago and ...

The Public Finance Abuse Unit of the U.S. Securities and Exchange Commission (the “SEC”) had a busy first half of 2022, bringing forth four enforcement cases alleging substantial violations of federal ...

Corporate attorneys see myriad lessons from the Securities and Exchange Commission's decision to sue SolarWinds and its security chief, Tim Brown, over a colossal 2019-2020 data breach. But one of ...

In the fast-moving regulatory landscape, taking a proactive approach to regulatory compliance is crucial to long-term success. For investment advisors registered with the Securities and Exchange ...

After a Michigan financial institution agrees to pay US$7 million in regulatory fines, an expert says CISOs and boards should realize proper public disclosure ‘isn’t rocket science.’ A $3.55 million ...

The US Securities and Exchange Commission's (SEC) X account was hacked this week to post an unauthorized tweet announcing the approval of spot Bitcoin Exchange Traded Funds (ETFs). The post was up for ...

In SEC v. Dragonchain, the SEC brought an action against three Dragonchain entities controlled by John Roets, which collectively raised $16.5 million from about 5,000 investors in “unregistered’ ...